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SIMCO website (www.lastingwealth.com) reproductions
are not authorized unless accompanied by the following disclosure (Disclaimer
and Important Consumer Information).
DISCLAIMER: Sosnowy Investment Management Company. (SIMCO) is a federally
regulated investment advisory firm, registered with the Securities and Exchange
Commission (SEC) under the Investment Advisors Act of
1940. Registration does not involve approval or supervision of the firm, or
of its practices and policies by the SEC or any state securities commission.
The information presented herein is for general information purposes only, is
not meant to be personalized for those looking at it, and does not constitute
an offer to sell securities or advisory services. Such an offer can and will
only be made in those states where SIMCO has established a notice-filing as
prescribed under the National Securities Markets Improvement Act of 1996 or
where an exemption from notification is available under the de minimis
exemption rule.
IMPORTANT CONSUMER INFORMATION: 1. A broker-dealer, investment adviser, BD
agent or IA rep may only transact business in a particular state after
licensure or satisfying qualifications requirements of that state, or only if
they are excluded or exempted from the state's broker-dealer, investment
adviser, BD agent or IA rep requirements, as the case may be; and 2. Follow-up,
individualized responses to consumers in a particular state by broker-dealer,
investment adviser, BD agent or IA rep that involve either the effecting or
attempting to effect transactions in securities or the rendering of
personalized investment advice for compensation, as the case may be, shall not
be made without first complying with the state's broker-dealer, investment
adviser, BD agent or IA rep requirements, or pursuant to an applicable state
exemption or exclusion. 3. For information concerning the licensure status or
disciplinary history of a broker-dealer, investment adviser, BD agent or IA
rep, a consumer should contact his or her state securities law administrator.
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